Attestation of Tradable Securities
Introduction
Attestation can be used for
- stocks
- corporate bonds
- financial bonds
- new stock ownership documents
- proof of payment for stocks
- beneficiary proofs
Fees and Charges
- News issuers are charged 0.3% of the total attestation, with a minimum charge of NT$3,000 and a maximum NT$500,000.
- The changes, re-issuances, mergers or splits are also charged at 0.3% of the amount involved.
Necessary documentation for attestation
- Authorization letter issued by the directors of the company (a copy must be affixed with the company’s large and small chops)
- Original authorization letter for establishment of the company, and establishment record card
- Company articles (with the issuer’s large and small chop)
- List of shareholders and directors (with the issuer’s large and small chop)
- Sample of the security (three original copies if not yet issued, five copies if already issued)
- When increasing capital, the following should also be included:
- Letter authorizing the capital increase and the record card of capital increases (originals)
- List of shareholders prior to the capital increase
- Details of the capital increase or copy of share subscription payment forms
- Corporate bond attestation should also include Board Minutes of the Board meeting authorizing the capital raising
- Financial bonds should also include a list of the major places where the financial bonds were issued.
- Notarization of a beneficiary’s certificate should also include a list of the beneficiary(ies).
- If the company is established for less than one year, then a list of issuers should also be included.
- Business units throughout Taiwan will help pass on documentation to us.For details, call (02) 2559-7171 and ask to be transferred to the XXX department of the Trust department
Interested in Attestation of Tradable Securities?
Call Trust Department telephone: (02) 25597171 ext 5432, 5434, 5422
